Pre-Exam 2023 (part 3): cleaning utensils - our answers
The first claims part was about cleaning utensils, in particular cleaning cloths.
Our answers to this first claims analysis part are given below. We have numbered the questions and statements for
easy reference in the discussion.
During the exam,
candidates had access to the EPO Legal Text pages, so including the Guidelines.
Access was to the live versions, so to the versions in force on 17 March 2023
(so not the version of 31.10.2022 acc REE/IPEE).
Candidates could access
the exam in all languages, English, French and German.
In the claims analysis
parts (as in the legal parts), the order of the four statements of each of the
questions was randomized, i.e., it was different for different
candidates.
In view of the
randomized order, we provide the questions and statements together with our
answers. If you check your answers with ours, note that the order of the
questions and of the four statements from a single question may be different!!!
Please feel invited to comment!
The exam had a mix of common and less-common claims
analysis topics.
Please do not post your comments anonymously - it is
allowed, but it makes responding more difficult and rather clumsy ("Dear
Mr/Mrs/Ms Anonymous of 18-03-2022 18:03"), whereas using your real name or
a nickname is more personal, more interesting and makes a more attractive
conversation. You do not need to log in or make an account - it is OK to just
put your (nick) name at the end of your post.
Note: the other claims part is discussed in another
blog post: here; the legal part is discussed in another blog post: here;
first impressions and general comments can be posted here.
We look forward to your comments!
Nico & Roel
Question 11
Claim set I
I.1.
Cleaning utensil comprising:
a first layer comprising a sponge material;
a second layer comprising fibres.
I.2.
Cleaning utensil according to claim I.1, wherein the cleaning utensil is a
cleaning cloth and the sponge material comprises a synthetic sponge.
I.3.
Cleaning utensil according to claim I.1, wherein the fibres comprise
polypropylene.
I.4.
Cleaning utensil according to claim I.1, wherein the cleaning utensil is a
cleaning cloth and the second layer comprises fibres having loops or upstanding
ends.
I.5.
Cleaning utensil according to claim I.1, wherein the cleaning utensil is a
cleaning cloth and a first portion of the fibres of the second layer is woven
to form a web and a second portion of the fibres of the second layer has
upstanding ends or loops protruding upwardly from the web.
I.6.
Cleaning utensil according to claim I.5, further comprising a reinforcement
layer arranged between the first layer and the second layer.
I.7.
Cleaning utensil according to claim I.1, wherein the second layer comprises a
first portion of fibres having a first weight and a second portion of fibres
having a second weight, wherein the first weight is equal to or less than 25
decitex and the second weight is at least 100 decitex.
Assume that the claim
set I was filed with the above description of the invention. For each of
the statements, indicate whether the statement is true (T) or false (F):
11.1
Claim I.4 is disclosed in the application as filed. T
– as the application as filed is description, claims and drawings, if claims
are filed on the filing date Claim I.4 when written out reads: I.4.
Cleaning utensil comprising: |
11.2
Claim I.1 covers the third embodiment. T
- Covers as in: the third embodiment falls within the scope of claim I.1 |
11.3
Claim I.1 covers the second embodiment. T
- Covers as in: the second embodiment falls within the scope of claim I.1 |
11.4
Claim I.3 covers all alternatives of the first embodiment. F
- According to [008], also polyamide,
polyester or a combination of these polymers may be used Claim I.3 when written out reads: I.3.
Cleaning utensil comprising: |
Question 12
Assume that the claim
set I was filed after the description and drawings in response to a
communication under Rule 58 EPC. For each of the statements, indicate
whether the statement is true (T) or false (F):
12.1
Claim I.4 meets the requirements of Article 123(2) EPC. F
- The nearest support is the third
embodiment in [005] (and Fig, 3) but the claim is an intermediate
generalization with respect to this embodiment, at least for the reason that
the claim fails to specify that (part of) the fibers of the second layer are
woven to form a web. Claim I.4 when written out reads: I.4. Cleaning utensil comprising: |
12.2
Claim I.5 meets the requirements of Article 123(2) EPC. T
– Fig. 3 embodiment [005] Note:
[008] lists a number of materials for the third embodiment while claim I.5
fails to specify any of these materials, but this omission could be argued to
satisfy the intermediate generalisation test / golden standard. Claim I.5 when written out reads: I.5. Cleaning utensil comprising: |
12.3
Claim I.6 meets the requirements of Article 123(2) EPC. F
– seems to be an (undisclosed) combination of the second and third embodiment Claim I.6 when written out reads: I.6. Cleaning utensil comprising: |
12.4
Claim I.1 meets the requirements of Article 123(2) EPC. F
– Too broad, for example not limited to a cleaning cloth and generalized to
any fiber arrangement, Comment:
the question tests Art.123(2) in context of late-filed claims – GL H-IV
2.2.4., and shows very clearly that late-filed claims have the risk to have a
serious Art. 123(2) problem, preventing any generalization which would be
possible is the claims would have been filed together with the other
application documents. |
Question 13
For each of the
statements, indicate whether the statement is true (T) or false (F):
13.1
The subject-matter of claim I.7 is novel over D1. F
– D1 discloses the layers and the
respective weights ('20' is '25 or less' and '150' is 'at least 100') Claim I.7 when written out reads: I.7. Cleaning utensil comprising: |
13.2
The subject-matter of claim I.1 is novel over D1. F
– D1 discloses the layers: sponge layer 12 and fibre layer 11 / 13 |
13.3
The subject-matter of claim I.4 is novel over D1. T
– D1 has no loops and no upstanding ends Note:
as “up” refers to an orientation and no reference plane is explicitly
defined, one could argue that the ends of 11 and 12 in Fig. 1 are “upstanding
ends” (rotate the figure by 90 degrees). However, it seems a reasonable
interpretation that “upstanding” is meant to be relative to the second layer. Claim I.4 when written out reads: I.4. Cleaning utensil comprising: |
13.4
The subject-matter of claim I.3 is novel over D1. F
– See 13.2, D1 also discloses polypropylene in layer 13 Claim I.3 when written out reads: I.3. Cleaning utensil comprising: |
Question 14
Claim II. 1 corresponds to claim I.1
amended to include the features of claim I.5:
II.1 Cleaning utensil comprising:
a first layer comprising a sponge
material;
a second layer comprising fibres,
wherein the cleaning utensil is a cleaning cloth and a first
portion of the fibres of the second layer is woven to form a web and
a second portion of the fibres of the second layer has upstanding
ends or loops protruding upwardly from the web.
Note: So embodiment 3
Claim III. 1 corresponds
to claims I.1 amended to include the features of claim
I.5, I.7 and the additional features of the mass of the fibres disclosed in the
description:
Note: I.5 and I.7 were each
single-dependent on I.1.
III.1 Cleaning utensil comprising:
a first layer comprising a sponge
material;
a second layer comprising fibres,
wherein the cleaning utensil is a cleaning cloth and a first
portion of the fibres of the second layer is woven to form a web and
a second portion of the fibres of the second layer has upstanding
ends or loops protruding upwardly from the web,
wherein the second layer comprises a first portion of fibres having a
first weight and a second portion of fibres having a second weight,
wherein the first weight is equal to or less than 25 decitex and the second
weight is at least 100 decitex,
wherein the first portion of fibres make up 65% to 75% of the
total mass of the fibres and the second portion fibres make up 25% to
35% of the total mass of fibres.
For each of the
statements, indicate whether the statement is true (T) or false (F):
14.1
Using the problem-solution approach applied to the subject-matter of
claim II.1an objective technical problem can be formulated as how to provide
a more abrasive cleaning action. T
– Assuming D1 is the CPA (not given in statement), the difference is the
'loops or upstanding ends', [005] “The loops 9 and upstanding ends 8 provide more
abrasive cleaning of a surface and also capture dirt removed from the surface
thus improving the cleaning efficiency.”, i.e., an effect of the difference
is as the effect of providing more abrasive cleaning. We
considered whether F could also be argued, as the second effect “also capture
dirt removed from the surface thus improving the cleaning efficiency” is not
reflected in the proposed OTP. However, the statement says “an” OTP rather
than “the” OTP, so we consider the
correct answer T: it is a valid OTP although not maximally ambitious (to
refer to wording from the Boards). |
14.2
Using the problem-solution approach applied to the subject-matter of
claim II.1, an objective technical problem can be formulated as how to
improve the cleaning action of a layer comprising fibres. T
– Assuming D1 is the CPA (not given in statement), the difference is the
'loops or upstanding ends', [005] “The loops 9 and upstanding ends 8 provide more
abrasive cleaning of a surface and also capture dirt removed from the surface
thus improving the cleaning efficiency.”, i.e., an(other) effect of the difference
is improving the cleaning efficiency, and this effect is attributed to the
layers with the fibers. Note
that the reference to the fibres in the OTP is not a pointer to the solution
(D1 also has fibres) so also an acceptable formulation. F
can also be argued as the cleaning efficiency is attributed to the cleaning
cloth as a whole and not to the layer comprising the fibers, but this seems
overly strict. |
14.3
An objective technical problem solved by the subject-matter of claim I.2 over
D1 can be formulated as how to provide a material for releasing water into
the first layer to increase the cleaning efficiency. F – no
effects are given that relate to the use of , specifically, a synthetic sponge Note that this statement does not
relate to II.1 or III.1, but to I.2 (Note: Probably a typo as the
statement refers to claim I.2, but considering claim I.2: F, as the effect of
releasing water into the first layer is provided by the reinforcement layer
(see [004]) but which is not part of claim I.2.) Claim I.2 reads: I.2.
Cleaning utensil comprising: |
14.4
A valid argument that the cleaning utensil of claim III.1 involves an
inventive step is that the claimed ranges of the fibre portions are not
obvious from D1 since D1 gives the skilled person no hint at a technical
advantage associated with a larger portion of lighter fibres so that the
skilled person would not increase the portion of the lighter fibres to more
than the maximum 64% disclosed in D1. F
– as D1 does not give any advantage or disadvantage, the skilled person will
contemplate check what happens at the end of the listed range and just over
it. There is no teaching away in D1 that would lead him away from going just
outside the listed range. T
could also be argued as, even though certainly not a sole/sufficient
argument, but D1 indeed doesn't give any of such hints, which is (one factor)
in support of inventive step, and hence could be consider “a” valid argument
(which needs further arguments to support inventive step). Note:
the wording “a valid argument” has been used more often in Pre-Exam questions
and leads more often to discussions as to what it means. If it can be any
argument that can be part of a complete reasoning, then many arguments would
be “valid arguments” even if not at all critical. It
is tempting to say T – application seems to give it in [006] : “lighter
fibres ensure sufficient flexibility of the cloth when cleaning non-planar
surfaces.”, but it does not attribute a specific advantage of 65% or more, so
this does not seem a valid conclusion. |
Question 15
Assume that the claim
set I was filed with the above description of the invention. For each of
the statements, indicate whether the statement is true (T) or false (F):
15.1
Claim I.1, amended during examination proceedings as follows (amendments
are underlined), meets the requirement of Article 123(2) EPC: Cleaning
utensil comprising: F
– reinforcement comprising a sponge is only disclosed as “a sponge material
which has a higher water absorption capacity than the material of the lower
sponge layer 3 and the upper textile layer 2” – so the higher water
absorption capacity of the sponge layer needs to be in as well. |
15.2
Claim I.7, amended during examination proceedings in such a way that it is
dependent on claim I.5, meets the requirement of Article 123(2) EPC. So,
this relates to a claim having all features of claims I.1 + I.5 + I.7. T
– Claim I.5 corresponds to the third embodiment of [005] and the subject
matter of claim I.7 is taken from [006] and [007] which according to the
first sentence applies to third embodiment. |
15.3
Claim I.2, amended during examination proceedings as follows (amendments are
underlined), meets the requirement of Article 123(2) EPC: F
– Support for 'natural' sponge material is provided by [008] last sentence
but this refers to the embodiments which all have 'woven' fibres which are
omitted from claim I.2 -> intermediate generalization. Also,
[008] only refers to the first, second and third embodiments, and not to any cleaning
cloth having a first layer comprising a sponge material and a second layer
comprising fibres, as the claim does. |
15.4
Claim I.3, amended during examination proceedings as follows (amendments are
underlined), meets the requirement of Article 123(2) EPC: F
– The application as filed only provides support for a list of specific
polymers, see [008], and not for 'a polymer' (genus). |
(c) DeltaPatents
Annex
– Pre-printables for Part 3 (copied from the pdf; added 19/3)
EUROPEAN QUALIFYING EXAMINATION 2023
Pre-examination
Documents
for part 3
*
Description of the application
* Document D1
Description of the
application
Cleaning
utensil
[001]
The present invention relates to a cleaning utensil, in particular a cleaning
cloth.
[002]
Cleaning utensils such as cloths, mops and brushes may be used to clean many
types of surface.
Different types of cleaning utensils may be more effective depending on
the type and amount of
dirt which has to be removed from the surface.
[003]
Figure 1 illustrates a first embodiment of a cleaning cloth 1 which comprises
an
upper layer 2 and a
lower layer 3. The lower layer 3 is made of a sponge material and the
upper layer 2 is made
of fibres 4 that are woven to form a textile. The lower layer 3 may be
used to distribute
water and cleaning solution over a surface in order to wet and soften the
dirt which has to be
removed. The textile surface of the upper layer 2 is stiffer than the
sponge surface of the
lower layer 3 and provides a more abrasive cleaning of the surface
to better remove dirt
from the surface. The sponge surface of the lower layer 3 may also
be used to remove dirt
loosened from the surface by the textile surface of the upper
layer 2. The cleaning
cloth 1, therefore, includes two different types of cleaning surface
which can be used for
different cleaning actions for an improved cleaning effect.
[004]
Figure 2 illustrates a second embodiment of the cleaning cloth 1 that
additionally
includes a
reinforcement layer 5 that is positioned between the lower sponge layer 3 and
the upper layer 2 of
woven fibres 4 forming the textile. The reinforcement layer 5 provides
an additional
mechanical reinforcement of the cleaning cloth 1 which is useful when using
the cloth 1 to clean
large surfaces. In some embodiments, the reinforcement layer 5
comprises a sponge
material which has a higher water absorption capacity than the
material of the lower
sponge layer 3 and the upper textile layer 2. For example, the sponge
material of the
reinforcement layer 5 may include a higher degree of porosity which
enables it to store a
larger amount of water. Thus, the sponge material of the
reinforcement layer 5
can release water to the upper and lower layers 2, 3 to prevent the
upper and lower layers
2, 3 from becoming too dry. This release of water into the upper
and lower layers 2, 3
improves the cleaning action of the cleaning cloth 1.
]005] Figure 3
illustrates a third embodiment of the cleaning cloth 1 illustrated in Figure 1
which includes a
different arrangement of the fibres 4 of the upper layer 2. The lower
layer 3 includes the
sponge material. In this third embodiment, a first portion of the fibres 4
is woven to form a web
7 and a second portion of the fibres 4 has upstanding ends 8 or
loops 9 protruding
upwardly from the web 7. The loops 9 and upstanding ends 8 provide
more abrasive cleaning
of a surface and also capture dirt removed from the surface thus
improving the cleaning
efficiency.
[006]
The fibres 4 of the upper layer 2 of each of the first, second and third
embodiments
may preferably comprise
two portions that include fibres of different weights in order to
enhance the cleaning
effect. The heavier fibres provide an enhanced mechanical cleaning
action by virtue of
their stiffness and the lighter fibres ensure sufficient flexibility of the
cloth
when cleaning
non-planar surfaces. If used in the third embodiment, the lighter fibres are
used to provide the web
7 and the heavier fibres are used to form the upstanding ends 8
and loops 9 protruding
from the face of the web 7.
[007]
Preferably, the fibres 4 of the first portion have a weight equal to or less
than 25
decitex and the fibres
4 of the second portion have a weight of at least 100 decitex. The
weight of the fibre
refers to the mass per unit length, which is measured in decitex (grams
per 10 000 m). The
lighter fibres of the first portion make up 65% to 75% of the total mass
of the fibres and the
heavier fibres of the second portion make up 25% to 35% of the total
mass of fibres.
[008]
In each of the first, second and third embodiments, the fibres 4 comprise one
of the
following polymers: a
polypropylene, a polyamide, a polyester or a combination of these
polymers. The sponge
material of the first, second and third embodiments may be a
natural sponge or a
synthetic sponge.
Drawings
of the application
Assume
that the following document D1 is prior art under Article 54(2) EPC.
Document
D1: Cleaning cloth
[001]
Figure 1 illustrates a cleaning cloth 10. The cleaning cloth 10 comprises a
first
layer 11 comprising
fibres woven to form a textile, a second layer 12 comprising a natural
sponge material and a
third layer 13 comprising fibres woven to form a textile. The second
layer 12 is arranged
between the first layer 11 and the third layer 13 such that the sponge
material is held in a
pouch formed of woven fibres. In some embodiments, the fibres of
both the first layer 11
and the third layer 13 comprise polypropylene with an antibacterial
coating.
[002]
The fibres of each of the first and third layers 11, 13 comprise two portions
having
different weights in
order to improve the cleaning action. The fibres of the first portion have
a weight of 20 to 35
decitex and the fibres of the second portion have a weight of at
least 150 decitex. The
weight of the fibre refers to the mass per unit length, which is
measured in decitex
(grams per 10 000 m). The lighter fibres make up 54% to 64% of the
total mass of the
fibres and the heavier fibres make up 36% to 46% of the total mass of
fibres.
[003]
The sponge material of the second layer 12 has a greater water absorption
capacity
than the outer textile
layers 11, 13 and can release water into the outer textile
layers 11, 13 in use to
increase the cleaning efficiency of the cleaning cloth 10.
Drawing
Document D1
(click on the image for a larger view)
Hi, I've noticed a small type regarding the answer of question 11.3. To say, it would have to be corrected as "T - Covers as in: the second embodiment falls within the scope of claim I.1" and not "third embodiment". But thank you for your effort and such as prompt upload!
ReplyDeleteThx Ira. Now corrected.
DeleteThanks! I had two answers different to yours:
ReplyDelete1. I put F for Q14.1 as I felt it used hindsight - I think there was a question similar to this on the pre-EQE online course where the answer was 'F' for the OTP simply being a rephrasing of the technical effect of the distinguishing feature. I believe the wording of the OTP in the question matched the effect disclosed in the description word for word (as it does in Q14.1).
2. I put F for Q15.2 as the feature of I.7 (the first and second weights) is disclosed in [007] which also states that (non-optionally) the lighter fibres of the first portion make up 65% to 75% of the total mass of the fibres and the heavier fibres make up... etc etc. so I thought it would be an intermediate generalisation.
I put false for 14.1 and 14.2 since the OTP should not mention part of the solution.
DeleteWhy is “claim I.1 Covers ” be read as “the embodiment falls within the scope of claim I.1”?
ReplyDeleteWith regards to 15.2:
ReplyDeleteaccording to paragraph [006], last sentence, it seems to be mandatory for the third embodiment („claim I.5“) that the „light fibres“ are used for forming the web and the „heavy fibres“ are used for the loops protruding upwardly from the web … For this reason I thought said amendment would violate Art. 123 (2) EPC.
I agree, though I went back and forth undecided between true and false, since I thought it depends whether the indefinite articles would be amended to definite ones or not. If the indefinite articles are amended then it would have satisfied A123(2), but if not, then it is at least A84 problem, but possibly also A123(2)?
DeleteClaim I.5 refers to a first portion of the fibres being woven to form a web and a second portion of the fibres being ends or loops, whereas claim I.7 also refers to a first portion of fibres having a first weight and a second portion of fibres having a second weight. As you said, application paragraph [006] requires that if used with third embodiment (which is in claim I.5), the lighter fibres are used to provide the web and the heavier fibres are used to form the upstanding ends and loops.
If the indefinite articles are not amended, it seems to be unclear whether the "a first portion of fibres of the second layer" in claim I.5 and I.7 refer to the same portion or not. However, I should point out that I am not sure how A123(2) is judged in the case when the added feature is unclear in a way that it might or might not extend beyond the subject matter.
This was my reasoning as well. That mandatory feature is explicitly mentioned in the description, but is not clear at all from the question or the claims. When simply changing the dependency as mentioned in the question, also the forbidden alternative is covered - a lack of clarity objection will normally be raised, but nonetheless it covers for the moment also the forbidden alternative.
Delete+1
Delete+1
DeleteI agree with the above and went with False. I understood from the description that A123(2) would be satisfied but I understood that the language of the claims if amended would not be clear. It may have been clear if the question had shown the resulting amendment so that we could see what happened with the articles etc.
DeleteWent with True, but had the same doubts.
DeleteI put F for Q14.1 as i considered the abrasive action more as a technical effect and a i put T for Q14.4 since D1 actually gives no hints in considering onter ranges.
ReplyDeleteI do not understand why Q20.2 is F. Claim II.3 does not allow to carry out the invention.
ReplyDeleteThe claim does not need to, the application as a whole has to - even with the use of common general knowledge.
DeleteSee Art. 83 and GL G-I, 1: "the invention must be such that it can be carried out by a person skilled in the art (_after proper instruction by the application_); this follows from Art. 83."
Thank you for putting these up. I found the claim analysis sections unclear overall relative to most previous years. So have other trainees that I have spoken to in person. I will also leave a comment in the post relating to section 4 (which I found to be the most unclear).
ReplyDeleteI would like to call for the following questions to be neutralized:
12.4 Claim I.1 meets the requirements of Article 123(2) EPC.
I would argue this could be considered true even though it is broad. For example, in [003], it is stated that "the cleaning cloth, therefore, includes two different types of cleaning surface which can be used for different cleaning actions for an improved cleaning effect". This suggests that the technical effect of having an improved cleaning effect is achieved by virtue of the cloth having two different types of cleaning surface. Claim I.1 discloses two different types of cleaning surface (sponge and fibres) and therefore arguably the essential features.
15.2 Claim I.7, amended during examination proceedings in such a way that it is dependent on claim I.5, meets the requirement of Article 123(2) EPC.
This could be considered an intermediate generalisation.
15.3 Claim I.2, amended during examination proceedings as follows (amendments are underlined), meets the requirement of Article 123(2) EPC:
Cleaning utensil according to claim I.1, wherein the cleaning utensil is a cleaning cloth and the sponge material comprises a synthetic or a natural sponge.
Similarly to 12.4, in [003], it is stated that "the cleaning cloth, therefore, includes two different types of cleaning surface which can be used for different cleaning actions for an improved cleaning effect". This suggests that the technical effect of having an improved cleaning effect is achieved by virtue of the cloth having two different types of cleaning surface. Claim I.1 discloses two different types of cleaning surface (sponge and fibres).
Three embodiments are described and in [008], it is noted that "The first, second and third embodiments may be a natural sponge or a synthetic sponge". Therefore, the claim comprises the features required to produce the technical effect of "having an improved cleaning effect" and there is no intermediate generalisation.
Further comments:
14.2 Using the problem-solution approach applied to the subject-matter of claim II.1, an objective technical problem can be formulated as how to improve the cleaning action of a layer comprising fibres.
I would say the answer to this question is almost certainly true due to “The loops 9 and upstanding ends 8 provide more abrasive cleaning of a surface and also capture dirt removed from the surface thus improving the cleaning efficiency.” in [005].
14.4 A valid argument that the cleaning utensil of claim III.1 involves an inventive step is that the claimed ranges of the fibre portions are not obvious from D1 since D1 gives the skilled person no hint at a technical advantage associated with a larger portion of lighter fibres so that the skilled person would not increase the portion of the lighter fibres to more than the maximum 64% disclosed in D1.
I would say the answer to this question is almost certainly false for the same reasons as provided by DP above.
Please give your name, or a nickname, when you post a comment.
DeleteI do not agree that Claim I.1 does specifies " two different types of cleaning surface (sponge and fibres)". It just specifies that the "Cleaning utensil" has
Delete"a first layer comprising a sponge material" and "a second layer comprising fibres" - it does not specify that the sponge material is an exterior surface let alone a cleaning surface -- sponge layer 12 of D1 is also a sponge layer and is not a cleaning surface!
I am not sure if it has already be mentioned, but I recognized a totally different problem with claim I.1 : it refers to a "Reinigungsuntensil" but the description and embodiments relate only to a "Reinigungstuch", therefore it is an intermediate generalization as the claims have been filed later. AK
DeleteSame in English: "The present invention relates to a cleaning utensil, in particular a cleaning cloth"
DeleteWe also commented to that in our answer to 12.4.
Note that most claims limit the cleaning utensil to a cleaning cloth: claims I.2, I.4, I.5, II.1 and III.1
For question 14.2 I would have argued that the description of D1 (when assuming D1 as CPA) discloses a cleaning cloth, whereas the fibers of the first and third layer comprise each two different portions of fibres with different weights to improve the cleaning action [002, first sentence]. Claim II.1 does not disclose this feature, but instead the looped and upstanding end fibers. Thus, both D1 and the subject matter of claim II.1 provide a cleaning cloth with improved cleaning function. It could not be assessed which one provides the better cleaning function, indicating that this cannot be the OTP.
ReplyDeleteThe following has already been posted in First-Impressions, but I wanted to mention it again because it was extremely confusing to me.
ReplyDeleteRegarding Q12:
The German version says: "Die untere Schicht 3 besteht aus einem Schwammmaterial, und die obere Schicht 2 besteht aus Fasern 4, ...". However, the claim says "umfasst". Consequently, 123(2) is not satisfied and consequently none of the claims satisfies 123(2).
Thanks, SE
I put all False for this very reason
DeleteMy problem with that was [005], which says: Figur 3 zeigt eine dritte Ausführungsform des in Figur 1 dargestellten Reinigungstuchs 1, die eine andere Anordnung der Fasern 4 der oberen Schicht 2 aufweist. Die untere Schicht 3 enthält das Schwammmaterial.
DeleteHere, both formulations are non-limiting. My thinking was that it cannot be the intention to have one word destroy all 8 (!) questions related to Art. 123(2). Consequently, also all questions of Q.15 would have been false.
For 15.4 - doesn't the word "comprise" in [008] mean that the list is non-limiting? That any of the genus polymer can be used?
ReplyDeleteOr do the words "one of the following" limit it to the four in the list only?
Thanks, E.
You seem to read [008] as if it would say "a ground of polymers comprising ...[list of four]...". But that is not what it says. It says: "the fibres 4 comprise one of the following polymers: a polypropylene, a polyamide, a polyester or a combination of these polymers".
DeleteThe "one or more of the following four" means that at least one of those four shall be present (in each of the first, second and third embodiments). So, fibers comprising other polymers but not one of the list of four, are not part of that group.
The comprise in [008] means that there could also be other things in the fibers than just one of those specifically listed polymers. But it does NOT indicate which other polymers could be used additionally -no other specific ones, not "any type" of polymer- nor which other materials could be used additionally.
Thanks for the analysis. I had False for each of the sub-questions 12, as they fail to disclose the fibres being polymers. Regarding Q12.2 you indeed indicate that "[008] lists a number of materials for the third embodiment while claim I.5 fails to specify any of these materials, but this omission could be argued to satisfy the intermediate generalisation test / golden standard." Why would that be, please?
ReplyDeleteI checked the Guidelines, Example 1 under H V 3.2.1. There, omitting a feature that was always mentioned in connection with other features was only allowed because alternatives were mentioned for the omitted feature. For this question, the description explicitly mentions that for each embodiment, the fibres comprise one of a list of polymers. No alternative is mentioned. So I'm not sure how it could be allowed to omit this feature.
Agreed, I had False for all parts of Q.12 for the same reason.
DeleteJT
Agreed, I had all F for Q12 for this exact reason
DeleteI totally get your point... But what about Siloxan of part 4 then? There is no alternative mentioned in the entire document and it is always present, thus it should also be an essential feature that should be mentioned in the claims?!
DeleteAgreed. In an exam with just a True/False scheme I find such a question really unfair. In an open exam they could test if you can provide proper reasoning for an intermediate generalisation or the golden standard test... but what we had to do during this Pre-EQE is guessing the examiner's opinion :(
DeleteRegarding Q12.2: I think it is possible to argue that the subject matter of claim I.5 has NOT been originally disclosed for the following reason: Claim I.5, due to the back-reference to claim I.1, relates to a cleaning utensil COMPRISING a first layer [...] and a second layer [...]. That means, a third, fourth, etc. layer can also be present. However, since the features of claim I.5 relate to the third embodiment, and this embodiment has only TWO layers, the subject matter of claim I.5 extends beyond what is disclosed directly and unambiguously in the application as originally filed. In other words, a cleaning cloth with (a) a first layer comprising a sponge material, (b) a second layer comprising fibres, wherein a first portion of the fibres of the second layer is woven to form a web and a second portion of the fibres of the second layer has upstanding ends or loops protruding upwardly from the web, and (c) FURTHER layers beyond the first and second layer is NOT originally disclosed.
ReplyDeleteRegarding Q14.4: Applying the could-would-approach for the assessment of inventive step, there is enough reason to consider this statement as "true" in my view. With respect to the could-would-apporach, the guidelines say (G-VII, 5.3):
ReplyDelete"[...] In other words, the point is not whether the skilled person could have arrived at the invention by adapting or modifying the closest prior art but whether the skilled person would have done so because the prior art provided motivation to do so in the expectation of some improvement or advantage (see T 2/83)."
Keeping this in mind, one can argue that the skilled person would have to deviate from the teaching of D1 when increasing the portion of lighter fibres to more than 64 %. However, since he cannot expect any improvement or advantage from this, he would refrain from doing so, such that the subject matter of claim III.1 involves an inventive step.
In my opinion, this is at least "a valid argument".
To me it is a necessary prerequisite that D1 does not contain this teaching, because otherwise the whole debate would be a question of novelty, and not a question of inventive step. You are right, the skilled person must deviate from D1, but the hint for this deviation cannot be in D1 itself, as suggested by 14.4.
DeleteWhen discussing inventive step, the question is whether any further document would give a hint into that direction. Thus, I agree with the DP solution, the argument of 14.4 does not make sense to me.
I think there is something to say for the arguments of both true and false, but I also selected true because of "could-would".
DeletePersonally, I don't find any indication in D1 as to why the skilled person would be "prompted" to modify D1 - although he could, obviously.
I must admit that the "tempting" reasoning of DP above also tempted me a bit, since there is an effect related to using light and heavy fibers, although not explicitly coupled to specific percentages:
Applying the problem-solution approach to D1 in view of claim III.1 would then give something like:
- Closest prior art = D1
- distinguishing features = higher percentage of light fibers, and lower percentage of heavy fibers.
- technical effect resulting from this is maybe to be found in [006]: light fibers provide flexibility. So it would be not entirely illogical to assume a higher flexibility compared to D1 as a technical effect.
- objective technical problem = providing a cleaning utensil with a higher flexibility when cleaning non-planar surfaces
- solution = the cleaning utensil of the invention, having x% of light weight fibers and x% of heavy weight fibers.
- any pointers in D1 towards using specific amounts of fibers to adapt flexibility? No, see could/would - reasoning.
The Examiner's Report did not neutralize 14.4, but provides:
Delete"14.4 A valid argument that the cleaning utensil of claim III.1 involves an inventive step is that the claimed ranges of the fibre portions are not obvious from D1 since D1 gives the skilled person no hint at a technical advantage associated with a larger portion of lighter fibres so that the skilled person would not increase the portion of the lighter fibres to more than the maximum 64% disclosed in D1.
TRUE: Indeed, D1 does not disclose any technical effect associated with respect to the amount of the lighter fibres in its cleaning cloth. Thus, in the present case this is one example of a valid argument to support the inventive step of claim III.1."
We have added the Description of the application, Document D1 and the Figures as an Annex to the end of the blog post.
ReplyDeleteRegarding 15.3: Wouldn't you consider the amendment an allowable intermediate generalization?
ReplyDeleteGL H-V 3.2.1:
When a feature is taken from a particular embodiment and added to the claim, it has to be established that:
– the feature is not related or inextricably linked to the other features of that embodiment and
– the overall disclosure justifies the generalising isolation of the feature and its introduction into the claim.
The disclosure of allowing for a better absorption is not linked to being a natural sponge or not. Additionally, the natural sponge does not interact or is linked to the "woven" aspect of the fibers. It merely serves as a reinforcement. I would argue that this is an allowable IG
No - see our answers.
DeleteFurther, the sponge is related to the fiber layer: see [003]:
"The sponge surface of the lower layer 3 may also be used to remove dirt loosened from the surface by the textile surface of the upper layer 2. The cleaning cloth 1, therefore, includes two different types of cleaning surface which can be used for different cleaning actions for an improved cleaning effect "
If you are interested whether an AI would have passed this Pre-Exam: we have asked ChatGPT to give its answers: see:
ReplyDeletehttp://pre-exam.blogspot.com/2023/03/chatgtp-4-finds-pre-exam-legal-part.html
and
http://pre-exam.blogspot.com/2023/03/chatgtp-4s-attempt-at-parts-3-4-of-pre.html
Sander, Nico, Roel
After thinking about this part for some time, it seems to me as if there is in fact a contradiction in the German version (has already been mentioned, just to have it posted here clearly once more):
ReplyDeletepar [003]: Die untere Schicht 3 BESTEHT aus einem
Schwammmaterial
par [005]: Die untere Schicht 3 ENTHÄLT das Schwammmaterial
That alone makes all 123(2) questions incredibly ambiguous imo.
Same in English
Deletepar [003] The lower layer 3 is made of a sponge material
par [005] The lower layer 3 includes the sponge material
Q.12.3 Claim I.6 meets the requirements of Article 123(2) EPC.
ReplyDeleteI would argue that is T
The reinforcement layer is arranged between the first layer and the second layer.
Although Fig. 2 shows the second embodiment, there is no reason for which the the reinforcement layer is prevented from being also included in the third embodiment. In particular, par. [005], referred to the third embodiment, specifies the arrangement of the (top part of the) upper layer 2, which improves the clining efficiency, while it is silent about the bottom part of the upper layer 2. A skilled person would understand that those features (arrangement of upper layer and reinforcement layer) can be combined without any effort as they refer to two different structural aspects and solve two different problems
123(2) = gold standard = directly and unambiguously disclosed <> what a skilled person can all consider
Delete@12323 March 2023 at 14:03. According to Guidelines, H-V, 3.2.1, "extracting a specific feature in isolation from an originally disclosed combination of features and using it to delimit claimed subject-matter may be allowed only if there is no structural and functional relationship between the features."
DeleteIn the specific case, I do not see structural nor functional relationship between the reinforcement layer and the arrangement of the fibers of the upper layer
"delimit claimed subject-matter" a claim/embodiment = taking that limitation (feature) out of a claim (de-limit) <> limiting another claim/embodiment by adding the part taken out = combine different embodiments G-VII, 6 = not allowed
Delete@123: Thanks for your comment. According to Merriam-Webster, "delimit" means "fix or define the limit of", which seems to be different than "taking the limitation out".
DeleteTherefore, to me, GL H-V, 3.2.1 sounds like: extracting the feature "a reinforcement layer" in isolation to define the limit of claim 5. Are you sure that is not an allowable generalization?
The Examiner's Report is out!
ReplyDeleteNo statements were neutralized in this part 3.
Note that the sequence of the statements in the questions in the Examiner's Report is different from ours.
The Examiner's Report gives as answer to 14.4:
14.4 A valid argument that the cleaning utensil of claim III.1 involves an inventive step is that the claimed ranges of the fibre portions are not obvious from D1 since D1 gives the skilled person no hint at a technical advantage associated with a larger portion of lighter fibres so that the skilled person would not increase the portion of the lighter fibres to more than the maximum 64% disclosed in D1.
TRUE: Indeed, D1 does not disclose any technical effect associated with respect to the amount of the lighter fibres in its cleaning cloth. Thus, in the present case this is one example of a valid argument to support the inventive step of claim III.1
We noted that TRUE could also be argued, but our main answer was FALSE (see blog post); statement 14.4 was not neutralized.
Apart from this statement 14.4, our answers and those in the Examiner's Report agree.
I have just been informed by several candidates that the results are out!
ReplyDeleteCongratulations to all that passed! 🥂🍾💐
Thanks Roel and all!
ReplyDeleteI finally failed with 68 (I calculated 69) points. Does anyone plan to appeal against Q18.3 and/or Q14.4?
Since I answered according to the deltapatents solution, a neutralization of one of these would turn my result into PASS.
I am not sure if I will appeal but if here are more candidates we should connect for collecting good arguments? In fact, there are already many good points in this blogpost.
I agree. I calculated 67 points and I answered to Q14.4, Q18.3 and Q21.1 as Roel did.
DeleteI agree as well for Q20.1, I answered as Roel did. I failed the exam with 67 points.
DeleteI have created this mail address so that we can easily exchange ideas: appeal2023@outlook.de
DeleteEveryone in my situation feel free to contact me!
Hello everyone, yes i am interested in appealing and dividing the costs.
ReplyDeleteIn fact i have just posted this under Part 1:
Hello Roel,
I am very interested in appealing the solutions of the Examiner related to the questions Delta Patents have identified as neutralizable. These would account for at leat 10 points! I would like to communicate with you privately.
Please post here your email address so that others would also connect privately with you.
I hope other people would join the appeal before the expiry of the one-month appeal period, to divide the costs, because i wont be able to cover them on my own.
Thank You and kind regards,
Bernard
Hi Bernard,
DeleteAny discussions to appeal arguments are preferably done on the blog, so that other can add to it as well, and in view of transparency.
The blogs have several arguments for some neutralizations, and we do not understand (either) why only two rather than most of them were neutralized - esp. not neutralizing the "water-based is/is not only water" statements were highly surprising and many candidates (and we) consider the Ex Rep argument not convincing - see elsewhere in the blogs. I can imagine that those could be a topic of appeal - if the Examination Board could be convinced, you may have a result quickly (interlocutory revision); if not, the DBA may take quite some time and it will depend as to whether they consider it a serious error in the paper (see the “On the interpretation of Pre-Exam Questions and on Pre-Exam appeals (Blog Post) - https://pre-exam.blogspot.com/2022/02/on-interpretation-of-pre-exam-questions.html” in the right column).
We were in particular surprised about the non-neutralization of those statement as the Pre-Exam Committee and/or Examinatuion Board had indicated at several Tutor Meetings that all blogs are read and comments considered, and that serious arguments in support of the contrary answer would result in neutralization (see e.g., Report on 2019: “The disadvantage of the present form of the pre-exam is the need to create ‘black-and-white’ situations, and in which it is only possible to neutralize statements, for example if very good arguments exist for another answer. In such cases, theCommittee *will* neutralize the respective statements.” in epi Information 4/2019, page 50 - In response to a question from a tutor, Stefan Kastel indicated what the Committee and Examination Board consider when deciding on a possible neutralization of a statement or question: statistics, blog posts and comments may indicate possible problems and committee discussion. The Committee provides their intended solution as a recommendation to the Examination Board. The Examination Board decides on the matter.; Report 2021: “In response to a question from a tutor, Stefan Kastel indicated what the Committee and Examination Board consider when deciding on a possible neutralization of a statement or question: statistics, blog posts and comments may indicate possible problems and committee discussion. The Committee provides their intended solution as a recommendation to the Examination Board. The Examination Board decides on the matter. Stefan indicated that tutors and candidates can help by posting comments and considerations in the blogs.” In epi Information 4/2021 - https://information.patentepi.org/uploads/pdf/epi-Information-04-2021.pdf). But it seems hard to believe that the Committee as well as the Board unanimously considered water-based to be equal as water only, as that is simply not the usual meaning of the term (“…-based” meaning “having … as a base and also having something else”), which would -to me- seem the relevant test for concluding on absence/presence of good arguments in favour of the used interpretation…
Note that -according to general principles of decisions and appeals- you can not share the cost: each pass/fail decision is an individual decision that needs an individual appeal. If someone does not appeal, the fail decision for that person becomes final and cannot be changed at the end of the appeal period.
DeleteIt did happen that successful interlocutory appeal was more widely applied -against these principles, but of course no one will object/objected-, but you cannot rely on that and will thus need to appeal individually.
You can thus not file a single appeal with several candidates at a single appeal fee, so as to save cost. However, if your appeal is successful, you will get your appeal fee refunded.